Category Archives: EU European Union - Page 2

IEEE Solutionists

I had the great plea­sure of attend­ing the IEEE 2011 Sections Congress in San Francisco, CA this past week­end. At the Saturday Keynote, IEEE debuted an amaz­ing lit­tle video called the IEEE Solutionists” and I wanted to share it with you.

If you aren’t already an IEEE mem­ber, you might con­sider it after watch­ing this!

Hockey Teams and Risk Reduction or What Makes Roberto Luongo = PPE

Canucks Hockey Flag
This entry is part 1 of 3 in the series Hierarchy of Controls

Special Co-​​Author, Tom Doyle

Last week we saw the Boston Bruins earn the Stanley Cup. I was root­ing for the green, blue and white, and the ruin of my voice on Thursday was ample evi­dence that no amount of cheer­ing helped. While I was watch­ing the game with friends and col­leagues, I real­ized that Roberto Luongo and Tim Thomas were their respec­tive team’s PPE*. Sound odd? Let me explain.

Risk Assessment and the Hierarchy of Controls

Equipment design­ers need to under­stand  OHS* risk. The only proven method for under­stand­ing risk is risk assess­ment. Once that is done, the next play in the game is the reduc­tion of risks by elim­i­nat­ing haz­ards wher­ever pos­si­ble and con­trol­ling those that remain.

Control comes in a cou­ple of flavours:

  • Hazard mod­i­fi­ca­tion to reduce the sever­ity of injury, or
  • prob­a­bil­ity mod­i­fi­ca­tion to reduce the prob­a­bil­ity of a worker com­ing together with the haz­ard.

These ideas have been for­mal­ized in the Hierarchy of Controls. Briefly, the Hierarchy starts with haz­ard elim­i­na­tion or sub­sti­tu­tion, and flows down through engi­neer­ing con­trols, infor­ma­tion for use, admin­is­tra­tive con­trols and finally PPE. As you move down through the Hierarchy, the effec­tive­ness and the reli­a­bil­ity of the mea­sures declines.

It’s impor­tant to rec­og­nize that we haven’t done a risk assess­ment in writ­ing this post. This step was skipped for the pur­pose of this example—to apply the hier­ar­chy cor­rectly, you MUST start with a risk assess­ment!

So how does this relate to Hockey?

Hockey and the Hierarchy of Controls

Hazard Identification and Exposure to Risk

If we con­sider the goal as the worker — the thing we don’t want “injured”, the puck is the haz­ard, and the act of scor­ing a goal as the act of injur­ing a per­son, then the rest quickly becomes clear.

Level 1: Hazard Elimination

By def­i­n­i­tion, if we elim­i­nate the puck, we no longer have a game. We just have a bunch of big guys skat­ing around in cool jer­seys with sticks, maybe hav­ing a fight or two, because they’re bored or just don’t know what else to do. Since we want to have a game, either to play or to watch, we have to allow the risk of injury to exist. We could call this the “intrin­sic risk”, as it is the risk that exists before we add any controls.

Level 2: Hazard Substitution

The Center and the Wingers (col­lec­tively the “Forwards” or the “Offensive Line”), act as haz­ard “sub­sti­tu­tion”. We’ve already estab­lished that elim­i­na­tion of the haz­ard results in the loss of the intended function—no puck, no game. The for­wards only let the other team have the puck on rare occa­sion, if they’re play­ing well. This is a great idea, but still a lit­tle too opti­mistic after all. Both teams are try­ing to get the puck in the oppos­ing net and both teams have qual­i­fied to play the final game. If they fail to keep the puck beyond the other team’s blue line, or at least beyond the cen­ter line, then the next layer of pro­tec­tion kicks in, with the Defensive Line.

Level 3: Engineering Controls

As the puck moves down the ice, the Defensive Line engages the approach­ing puck, attempt­ing to block access to the area closer to the goal. They act as a mov­able bar­rier between the net and the puck.  They will do what­ever is nec­es­sary to keep the haz­ard from com­ing in con­tact with the net. As engi­neer­ing con­trols, their coör­di­na­tion and posi­tion­ing are crit­i­cal in ensur­ing success.

The sys­tem will fail if the con­trols have poor:

  • posi­tion­ing,
  • choice of mate­ri­als (players),
  • tim­ing, etc.

These risk con­trols fail reg­u­larly, so are less desir­able than hav­ing the Forward Line han­dle Risk Control.

Level 4: Information for Use and Awareness Means

In a hockey game, the infor­ma­tion for use is the rule book. This infor­ma­tion tells play­ers, coaches, and offi­cials how the game is to be played, and what the intended use of the game should be. Activities like spear­ing, trip­ping, and blind-​​side checks are not permitted.

The aware­ness means are pro­vided by the roar of the fans. As the puck heads for the home-team’s goal, the home fans will roar, let­ting the team know, if they don’t know already, that the goal is at risk from the puck. Hopefully the defen­sive line can react in time and get between the puck and the net.

Level 5: Administrative Controls

Information for use from the pre­vi­ous step is the basis for all the fol­low­ing con­trols. The team’s coaches, or “super­vi­sors”, use this infor­ma­tion to give train­ing in the form of hockey prac­tice. The Forward Line and Defensive Line could be con­sid­ered the Suppliers and Users. They all need to know what to do to avoid haz­ardous sit­u­a­tions, and what to do when one arises, to reduce the num­ber of poten­tial failures.

A “Permit to Work” is given to the play­ers by the coach when they form the lines. The coach ensures that the right peo­ple are on the ice for each set of cir­cum­stances, decid­ing when line changes hap­pen as the game pro­gresses, adapt­ing the peo­ple per­mit­ted to work to the spe­cific con­di­tions on the ice.

Level 6: Personal Protective Equipment (PPE)

All of this brings me to Roberto Luongo and Tim Thomas. So how is a Goalie like PPE?

Goalies are the “last-​​ditch” pro­tec­tion. It’s clear that the first 5 lev­els of the hier­ar­chy don’t always work, since every type of con­trol, even haz­ard elim­i­na­tion, has fail­ure modes. To give a bit of backup, we should make sure that we add extra pro­tec­tion in the form of PPE.

The puck wasn’t elim­i­nated, since hav­ing a hockey game is the point, after all. The puck wasn’t kept dis­tant by the Forward Line. The Defensive Line failed to main­tain safe dis­tance between the goal and the puck, and now all that is left is the goalie (or your pro­tec­tive eye­wear, boots, hard­hat, or what­ever). In the 2011 Stanley Cup Final game, Luongo equaled long pants and long sleeves, while Thomas equaled a suit of armour. The Bruin’s “PPE” afforded supe­rior pro­tec­tion in this case.

As any­one who has used pro­tec­tive eye­wear knows, par­ti­cles can get by your eye­wear. There are lots of fac­tors, includ­ing how well they fit, if you’re wear­ing them (prop­erly or at all!), etc. If the gear is fit­ted and used prop­erly by a per­son who under­stands WHY and HOW to use the equip­ment, then the PPE is more like Tim Thomas, and you may be able to “shut out” injury. Most of the time. Remember that even Tim Thomas misses stop­ping some shots on goal and the other guys can still score.

When your PPE doesn’t fit prop­erly, isn’t selected prop­erly, is worn out (or psy­ched out as the case may be), or isn’t used prop­erly, then it’s more like Roberto Luongo. Sometimes it works per­fectly, and life is good. Sometimes it fails com­pletely and you end up injured or worse.

Goalies are also like PPE because they are RIGHT THERE. Right before injury will occur. PPE is RIGHT THERE, pro­tect­ing you—5 mm from the sur­face of your eye, or in your ear, 2 mm from your ear drum. By this point the harm­ful energy is RIGHT THERE, ready to hurt you, and injury is immi­nent. A sim­ple mis­place­ment or bad fit con­di­tion and you’re blinded or deaf or… well you get the idea!

On Wednesday night, 15-​​Jun-​​2011, every­thing failed for the Vancouver Canucks. The team’s spirit was down, and they went into the game think­ing “We just don’t want to lose!” instead of Boston’s “We’re tak­ing that Cup home!”. Even the touted Home Ice Advantage wasn’t enough to psych out the Bruins, and in the end I think it turned on the Canucks as the fans real­ized that the game was lost. The warn­ings failed, the guards failed, and the PPE failed. Somebody got hurt, and unfor­tu­nately for Canadian fans, it was the Canucks. Luckily it wasn’t a fatal­ity! Even being #2 in the NHL is a long stretch bet­ter than fill­ing a cooler drawer in the morgue.

So the next time you’re set­ting up a job, an assem­bly line, a new machine, or a new work­place, check out your team and make sure that you’ve got the right play­ers on the ice. You only get one chance to get it right. Sure, you can change the lines and upgrade when you need to, but once some­one scores a goal, you have an injured per­son and big­ger prob­lems to deal with.

Special thanks to Tom Doyle for his con­tri­bu­tions to this post!

*Personal Protective EquipmentOccupational Health and Safety

The Problem with Probability

iStock_000014456652Small
This entry is part 3 of 6 in the series Risk Assessment

Risk Factors

Severity

There are two key fac­tors that need to be under­stood when assess­ing risk: Severity and Probability (or Likelihood).

Severity seems to be fairly well understood—most peo­ple can fairly eas­ily imag­ine what reach­ing into a spin­ning blade might do to the hand doing the reach­ing. There is a prob­lem that arises when there is an insuf­fi­cient under­stand­ing of the haz­ard, but that’s the sub­ject for another post.

Probability

Probability or like­li­hood is used to describe the chance that an injury or a haz­ardous sit­u­a­tion will occur. Probability is used when numeric data is avail­able and prob­a­bil­ity can be cal­cu­lated, while like­li­hood is used when the assess­ment is sub­jec­tive. The prob­a­bil­ity fac­tor is often bro­ken down fur­ther into three sub-​​factors as seen in Figure 3 below [1]:

There is No Reality, only Perception…

Whether you use prob­a­bil­ity or like­li­hood in your assess­ment, there is a fun­da­men­tal prob­lem with people’s per­cep­tion of these fac­tors. People have a dif­fi­cult time appre­ci­at­ing the mean­ing of prob­a­bil­ity. Probability is a key fac­tor in deter­min­ing the degree of risk from any haz­ard, yet when fig­ures like “1 in 1000″ or “1 x 10–5 occur­rences per year” are dis­cussed, it’s hard for peo­ple to truly grasp what these num­bers mean. When prob­a­bil­ity is dis­cussed as a rate, a fig­ure like “1 x 10–5 occur­rences per year” can make the chance of an occur­rence seem incon­ceiv­ably dis­tant, and there­fore less of a con­cern. Likewise, when more sub­jec­tive scales are used it can be dif­fi­cult to really under­stand what “likely” or “rarely” actu­ally mean. Consequently, even in cases where the sever­ity may be very high, the risk related to a par­tic­u­lar haz­ard may be neglected if the prob­a­bil­ity is deemed low.

To see the other side, con­sider people’s atti­tude when it comes to win­ning a lot­tery. Most peo­ple will agree that “Someone will win” and the infin­i­tes­i­mal prob­a­bil­ity of win­ning is seen as sig­nif­i­cant.  The same odds given in rela­tion­ship to a neg­a­tive risk might be seen as ‘infin­i­tes­i­mally small’, and there­fore negligible.

For exam­ple, con­sider the deci­sions made by the Tokyo Electric Power Corporation (TEPCO) when they con­structed the Fukushima Dai Ichi nuclear power plant. TEPCO engi­neers and sci­en­tists assessed the site in the 1960’s and decided that a 10 meter tsunami was a real­is­tic pos­si­bil­ity at the site. They decided to build the reac­tors, tur­bines and backup gen­er­a­tors 10 meters above the sur­round­ing sea level, then located the sys­tem crit­i­cal con­densers in the sea­ward yard of the plant at a level below 10 meters. To pro­tect that crit­i­cal equip­ment they built a 5.7 meter high sea­wall, almost 50% shorter than the pre­dicted height for a tsunami! While I don’t know what ratio­nale they used to sup­port this design deci­sion, it is clear that the plant would have taken sig­nif­i­cant dam­age from even a rel­a­tively mild tsunami. The 11-​​Mar-​​11 tsunami topped the high­est pre­dic­tion by nearly 5 meters, result­ing in a Level 7 nuclear acci­dent and decades for recov­ery. TEPCO exec­u­tives have repeat­edly stated that the con­di­tions lead­ing to the acci­dent were “incon­ceiv­able”, and yet redun­dancy was built into the sys­tems for just this type of event, and some plan­ning for tsunami effects were put into the design. Clearly was nei­ther unimag­in­able or incon­ceiv­able, just underestimated.

Risk Perception

So why is it that tiny odds are seen as an accept­able risk and even a rea­son­able like­li­hood in one case, and a neg­li­gi­ble chance in the other, par­tic­u­larly when the ignored case is the one that will have a sig­nif­i­cant neg­a­tive outcome?
According to an arti­cle in Wikipedia [2], there are three main schools of thought when it comes to under­stand­ing risk per­cep­tion: psy­cho­log­i­cal, soci­o­log­i­cal and inter­dis­ci­pli­nary. In a key early paper writ­ten in 1969 by Chauncy Starr [3], it was dis­cov­ered that peo­ple would accept vol­un­tary risks 1000 times greater than invol­un­tary risks. Later research has chal­lenged these find­ings, show­ing the gap between vol­un­tary and invol­un­tary to be much nar­rower than Starr found.
Early psy­cho­me­t­ric research by Kahneman and Tversky, showed that peo­ple use a num­ber of heuris­tics to eval­u­ate infor­ma­tion. These heuris­tics included:
  • Representativeness;
  • Availability;
  • Anchoring and Adjustment;
  • Asymmetry; and
  • Threshold effects.
This research showed that peo­ple tend to be averse to risks to gains, like the poten­tial for loss of sav­ings by mak­ing risky invest­ments, while they tend to accept risk eas­ily when it comes to poten­tial losses, pre­fer­ring the hope of los­ing noth­ing over a cer­tain but smaller loss. This may explain why low-​​probability, high sever­ity OHS risks are more often ignored, in the hope that lesser injuries will occur rather than the max­i­mum pre­dicted severity.

Significant results also show that bet­ter infor­ma­tion fre­quently has no effect on how risks are judged. More weight is put on risks with imme­di­ate, per­sonal results than those seen in longer time frames. Psychometric research has shown that risk per­cep­tion is highly depen­dent on intu­ition, expe­ri­en­tial think­ing, and emo­tions. The research iden­ti­fied char­ac­ter­is­tics that may be con­densed into three high order factors:

  1. the degree to which a risk is understood;
  2. the degree to which it evokes a feel­ing of dread; and
  3. the num­ber of peo­ple exposed to the risk.

Dread” describes a risk that elic­its vis­ceral feel­ings of impend­ing cat­a­stro­phe, ter­ror and loss of con­trol. The more a per­son dreads an activ­ity, the higher its per­ceived risk and the more that per­son wants the risk reduced [4]. Fear is clearly a stronger moti­va­tor than any degree of information.

Considering the dif­fer­ing views of those study­ing risk per­cep­tion, it’s no won­der that this is a chal­leng­ing sub­ject for safety practitioners!

Estimating Probability

Frequency and Duration

Some aspects of prob­a­bil­ity are not too dif­fi­cult to esti­mate. Consider the Frequency or Duration of Exposure fac­tor. At face value this can be stated as “X cycles per hour” or “Y hours per week”. Depending on the haz­ard, there may be more com­plex expo­sure data, like that used when con­sid­er­ing audi­ble noise expo­sure. In that case, noise is often expressed as a time-​​weighted-​​average (TWH), like “83 dB(A), 8 h TWH”, mean­ing 83 dB(A) aver­aged over 8 hours.

Estimating the prob­a­bil­ity of a haz­ardous sit­u­a­tion is usu­ally not too tough either. This could be expressed as “15 min­utes, once per day /​ shift” or “2 days, twice per year”.

Avoidance

Estimating the prob­a­bil­ity of avoid­ing an injury in any given haz­ardous sit­u­a­tion is MUCH more dif­fi­cult, since the speed of occur­rence, the abil­ity to per­ceive the haz­ard, the knowl­edge of the exposed per­son, their abil­ity to react in the sit­u­a­tion, the level of train­ing that they have, the pres­ence of com­ple­men­tary pro­tec­tive mea­sures, and many other fac­tors come into play. Depth of under­stand­ing of the haz­ard and the details of the haz­ardous sit­u­a­tion by the risk asses­sors is crit­i­cal to a sound assess­ment of the risk involved.

The Challenge

The chal­lenge for safety prac­ti­tion­ers is twofold:

  1. As prac­ti­tion­ers, we must try to over­come our biases when con­duct­ing risk assess­ment work, and where we can­not over­come those biases, we must at least acknowl­edge them and the effects they may pro­duce in our work; and
  2. We must try to present the risks in terms that the exposed peo­ple can under­stand, so that they can make a rea­soned choice for their own per­sonal safety.

I don’t sug­gest that this is easy, nor do I advo­cate “dumb­ing down” the infor­ma­tion! I do believe that risk infor­ma­tion can be pre­sented to non-​​technical peo­ple in ways that they can under­stand the crit­i­cal points.

Risk assess­ment tech­niques are becom­ing fun­da­men­tal in all areas of design. As safety prac­ti­tion­ers, we must be ready to con­duct risk assess­ments using sound tech­niques, be aware of our biases and be patient in com­mu­ni­cat­ing the results of our analy­sis to every­one that may be affected.

References

[1] “Safety of Machinery—General Principles for Design—Risk Assessment and Risk Reduction”, ISO 12100, Figure 3, ISO, Geneva, 2010.
[2] “Risk Perception”, Wikipedia, accessed 19/​20-​​May-​​2011, http://​en​.wikipedia​.org/​w​i​k​i​/​R​i​s​k​_​p​e​r​c​e​p​t​ion.
[3] Chancey Starr, “Social Benefits ver­sus Technological Risks”, Science Vol. 165, No. 3899. (Sep. 19, 1969), pp. 1232–1238
[4] Paul Slovic, Baruch Fischhoff, Sarah Lichtenstein, “Why Study Risk Perception?”, Risk Analysis 2(2) (1982), pp. 83–93.

All original content on these pages is fingerprinted and certified by Digiprove
Performance Optimization WordPress Plugins by W3 EDGE